Brian Lee – Series 7 Top-Off (Including Options)

Your Instructor

Brian Lee
Brian Lee

Brian Lee has been helping students pass their exams for over 20 years. Brian began teaching Series 7 in 1995 in Portland, Or and Seattle, Wa and is the founder of TestGeek Exam Prep, LLC.

Course Curriculum

Series 7 Top-Off Introduction

Series 7 Top-off Intro (19:24)

Downloadable Class Notes

Module 1 – Seeks Business from Customers and Potential Customers

Lesson 1 Contacts Customers and Potential Customers (19:53)

Issuing Securities (24:43)

Module 2 – Opening Accounts and Evaluates Customer Profiles

Lesson 1 – Customer Accounts (23:31)

Suitability Guideline

Lesson 2 Suitability (21:53)

Retirement Plans (15:27)

Margin Accounts (12:55)

Margin-2 (17:17)

Margin-3 (9:24)

Margin-4 (11:14)

Margin-5 (5:41)

Module 3 – Provides Information About Investments

Lesson 3 Fundemental Analysis (17:01)

Equity Securities – Lesson 1 (23:35)

Equity Securities – Lesson 2 (24:02)

Equity Securities – Lesson 3 (21:51)

Corporate Debt Securities – Lesson 1 (18:24)

Corp. Debt Securities – Lesson 2 (19:38)

Corp. Debt Securities = Lesson 3 (15:05)

Debt Securities Lesson 4 (18:07)

Corp. Debt Securities – Lesson 5 (22:40)

U,S. Gov’t. Securities (14:47)

Agencies and CMO’s (14:17)

Module 4 – Provides information About Investments – Municipal Bonds

Muni-1 (25:54)

Muni-2 (18:53)

Muni-3 (12:33)

Muni-4 (6:04)

Muni-5 (12:52)

Muni-6 (15:16)

Muni-7 (15:25)

Muni-8 (7:31)

Muni-9 (15:45)

Muni-10 (3:03)

Module 5 – Provides Information About Investments -Options

Options-1 (17:42)

Options-2 (14:25)

Options-3 (21:01)

Lesson 4 (23:14)

Options-5 (19:06)

Options-6 (8:29)

Options-7 (15:42)

Options-8 (5:24)

Options-9 (17:27)

Options-10 (15:50)

Options-11 (27:37)

Options-12 (14:48)

Options Practice Exam

Module 6 – Provides Information on Investments- Investment Companies and Variable Annuities

Mutual Funds-1 (16:03)

Mutual Funds-2 (11:27)

Mutual Funds-3 (6:50)

Variable Annuities (24:17)

Limited Partnerships (DPP) (19:32)

Customers’ Purchase and Sales; Processes, Completes and Confirms Transactions

Trading Securities (16:54)

Trading-2 (9:50)

Trading-3 (14:04)

Trading-4 (7:04)

Trading-5 (7:34)

Practice Final Exam

Facts to Know (Checklist)

Practice Final

Additional Questions

This is what you will get in Brian Lee – Series 7 Top-Off (Including Options)

Here’s What You’ll Get in Brian Lee – Series 7 Top-Off (Including Options)

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Course Requirement: Brian Lee – Series 7 Top-Off (Including Options)
Real Value: $99
One time cost: USD 35

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